-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NLfV0sAJiXGDCAsJ5DnHZZ8yPoEI8sSGuKtptRRlylaJEbzELGA50ZOkzFPdN6dN DllfOVD5v3GvfCN5z1Pybw== 0001095811-01-001345.txt : 20010223 0001095811-01-001345.hdr.sgml : 20010223 ACCESSION NUMBER: 0001095811-01-001345 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMANAGE INC CENTRAL INDEX KEY: 0001093242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364043595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57957 FILM NUMBER: 1542787 BUSINESS ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL 4TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 6503561166 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL 4TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOHAMMADI RAFIQ CENTRAL INDEX KEY: 0001106602 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 1740 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3125809100 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 1740 CITY: CHICAGO STATE: IL ZIP: 60603 SC 13G 1 f69683rmsc13g.txt SCHEDULE 13G 1 ---------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response..................14.90 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._________________________) iManage, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) -------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - --------------------- ----------------- CUSIP No. 13G PAGE 2 OF 5 PAGES - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Rafiq Mohammadi ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 2,467,334(1) REPORTING ----------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 ----------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,467,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,517,334(2) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (1) This figure includes: (a) 2,418,334 shares held jointly with Michelle Mohammadi, Mr. Mohammadi's wife, and (b) 49,000 shares held by Northern Trust Company of Chicago as Trustee of the Rafiq R. Mohammadi 1999 Irrevocable Trust, dated November 8, 1999. (2) This figure includes: (a) the shares referenced above in footnote 1, and (b) unexercised options to purchase 50,000 shares granted to Mr. Mohammadi in 1999. 3 - --------------------- ----------------- CUSIP No. 13G PAGE 3 OF 5 PAGES - --------------------- ----------------- Item 1(a) NAME OF ISSUER: iManage, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2121 S. El Camino Real, 4th Floor San Mateo, CA 94403 Item 2(a) NAME OF PERSON FILING: Rafiq Mohammadi Item 2(b) ADDRESS OF PERSON FILING: 360 E. Randolph Chicago, IL 60606 Item 2(c) CITIZENSHIP: U.S. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock Item 2(e) CUSIP NUMBER: Item 3 If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person is filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); 4 - --------------------- ----------------- CUSIP No. 13G PAGE 4 OF 5 PAGES - --------------------- ----------------- (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Not applicable Item 4 OWNERSHIP: Provide the following information regarding the aggregate number and percentage of the class and securities of the issuer identified in Item I. (a) Amount "beneficially" owned within the meaning of rule 13d-3: 2,517,334 (b) Percent of class: 10.8% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or direct the vote: 2,467,334 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct disposition of: 2,467,334 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON See item 8 and accompanying footnote 1 on the cover page. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH AS ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable 5 - --------------------- ----------------- CUSIP No. 13G PAGE 5 OF 5 PAGES - --------------------- ----------------- Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable Item 9 NOTICE OF DISSOLUTION OF GROUP Not applicable Item 10 CERTIFICATIONS. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 ----------------------------------------- Date /s/ Rafiq Mohammadi ----------------------------------------- Signature Rafiq Mohammadi, Chief Technology Officer, Vice President -- Engineering ----------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----